Guy Chiarello - 12 Dec 2023 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Issuer symbol
FI
Transactions as of
12 Dec 2023
Net transactions value
-$6,500,800
Form type
4
Filing time
13 Dec 2023, 16:15:25 UTC
Previous filing
04 Dec 2023
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $4,224,800 +80,000 +54% $52.81 226,856 12 Dec 2023 Direct
transaction FI Common Stock Sale $10,725,600 -80,000 -35% $134.07 146,856 12 Dec 2023 Direct F1
holding FI Common Stock 37,381 12 Dec 2023 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -79,882 -100% $0.000000* 0 12 Dec 2023 Common Stock 79,882 $52.81 Direct F3
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -118 -0.07% $0.000000 159,646 12 Dec 2023 Common Stock 118 $52.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $134.00 to $134.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F3 This option vested on September 9, 2019, upon the satisfaction of certain performance conditions.
F4 This option vested (i) half in equal portions on each of December 31, 2017 and 2018, and (ii) half on July 29, 2019, upon the Issuer's acquisition of First Data Corporation.