Nathaniel Sisitsky - Dec 11, 2023 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
General Counsel
Signature
/s/ Nathaniel Sisitsky
Stock symbol
STAA
Transactions as of
Dec 11, 2023
Transactions value $
$0
Form type
4
Date filed
12/12/2023, 06:31 PM
Previous filing
Sep 5, 2023
Next filing
Mar 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Award $0 +21.9K $0.00 21.9K Dec 11, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Award $0 +39.9K $0.00 39.9K Dec 11, 2023 Common Stock 39.9K $32.14 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of 21935 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 12/11/2024, 1/3 of the RSUs on 12/11/2025, and the remaining 1/3 of the RSUs on 12/11/2026.
F2 The options granted become exercisable as follows: 1/3 on 12/11/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 12/11/2026.

Remarks:

This Form 4 reflects the equity grant to Mr. Sisitsky related to his appointment as General Counsel.