Lilian Zhou - Dec 4, 2023 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Lilian Zhou.
Stock symbol
STAA
Transactions as of
Dec 4, 2023
Transactions value $
$0
Form type
4
Date filed
12/5/2023, 05:03 PM
Previous filing
Dec 4, 2023
Next filing
Dec 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Award $0 +1.48K $0.00 1.48K Dec 4, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Award $0 +2.69K $0.00 2.69K Dec 4, 2023 Common Stock 2.69K $32.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted shares of common stock awarded on her appointment to the Board, which vest in full on the earlier of June 16, 2024, or the Corporation's 2024 Annual Shareholders Meeting.
F2 The options shall vest in full on the earlier of June 16, 2024, or the Corporation's 2024 Annual Shareholders Meeting.

Remarks:

Effective December 4, 2023, the Board of Directors appointed Ms. Zhou to serve as a member of the Board and granted her, as a non-employee director, 1477 restricted shares and 2686 options to purchase common stock, which represents a pro-rated amount of the standard director equity compensation for a director serving during the 2023-2024 term.