Stephen J. Luczo - 01 Dec 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
01 Dec 2023
Transactions value $
$50,000
Form type
4
Filing time
04 Dec 2023, 17:02:05 UTC
Previous filing
15 Nov 2023
Next filing
02 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $50K +623 +4.57% $80.20 14.3K 01 Dec 2023 Direct F1
holding MS Common Stock 172K 01 Dec 2023 By Revocable Trust F2
holding MS Common Stock 26K 01 Dec 2023 By Grantor Retained Annuity Trust F2
holding MS Common Stock 34K 01 Dec 2023 By Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F2 Since the Reporting Person's last report, 24,000 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment.