Sailaja Puttagunta - Dec 1, 2023 Form 4 Insider Report for Iterum Therapeutics plc (ITRM)

Signature
/s/ Sailaja Puttagunta
Stock symbol
ITRM
Transactions as of
Dec 1, 2023
Transactions value $
-$6,218
Form type
4
Date filed
12/4/2023, 05:00 PM
Previous filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ITRM Ordinary Shares Award $0 +8.33K +167.7% $0.00 13.3K Dec 1, 2023 Direct F1, F2
transaction ITRM Ordinary Shares Tax liability -$6.22K -2.93K -22.05% $2.12 10.4K Dec 1, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ITRM Restricted Share Units Options Exercise $0 -8.33K -33.33% $0.00 16.7K Dec 1, 2023 Ordinary Shares 8.33K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 17, 2022 the Issuer effected a 1 for 15 reverse share split (the "Reverse Share Split"). The number of ordinary shares reported in this Form 4 have been adjusted to reflect the Reverse Share Split.
F2 Restricted share units ("RSUs") converted into ordinary shares on a one-for-one basis upon vesting of the RSUs.
F3 Represents the ordinary shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted RSUs.
F4 The number of RSUs reported on this Form 4 have been adjusted to reflect the Reverse Share Split.
F5 On December 1, 2021, the reporting person was granted an award of 33,333 RSUs, 25% of which vested on December 1, 2022, with a further 25% having vested on December 1, 2023.