| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Common Stock | Options Exercise | $750 K | +40 K | +5.73% | $18.74 | 738 K | Nov 29, 2023 | Direct | F1, F2 |
| transaction | EQH | Common Stock | Sale | -$1.81 M | -60 K | -8.13% | $30.15 | 678 K | Nov 29, 2023 | Direct | F1, F2, F3 |
| transaction | EQH | Common Stock | Options Exercise | $750 K | +40 K | +5.9% | $18.74 | 718 K | Dec 1, 2023 | Direct | F1, F2 |
| transaction | EQH | Common Stock | Sale | -$1.84 M | -60 K | -8.36% | $30.60 | 658 K | Dec 1, 2023 | Direct | F1, F2, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Employee Stock Option (right to buy) | Options Exercise | $0 | -40 K | -4.96% | $0.00 | 766 K | Nov 29, 2023 | Common Stock | 40 K | $18.74 | Direct | F5 |
| transaction | EQH | Employee Stock Option (right to buy) | Options Exercise | $0 | -40 K | -5.22% | $0.00 | 726 K | Dec 1, 2023 | Common Stock | 40 K | $18.74 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023. |
| F2 | Total includes Restricted Stock Units. |
| F3 | This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.3200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $30.3100 to $30.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. |