Frances Arnold - Nov 30, 2023 Form 4 Insider Report for Alphabet Inc. (GOOG)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for Frances H. Arnold
Stock symbol
GOOG
Transactions as of
Nov 30, 2023
Transactions value $
-$31,372
Form type
4
Date filed
11/30/2023, 05:21 PM
Previous filing
Oct 30, 2023
Next filing
Dec 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOOG Class C Capital Stock Sale -$31.4K -230 -1.56% $136.40 14.5K Nov 30, 2023 Direct
holding GOOG Class C Google Stock Units 1.12K Nov 30, 2023 Direct F1
holding GOOG Class C Google Stock Units 2.02K Nov 30, 2023 Direct F2
holding GOOG Class C Google Stock Units 2.55K Nov 30, 2023 Direct F3
holding GOOG Class C Google Stock Units 600 Nov 30, 2023 Direct F4
holding GOOG Class C Google Stock Units 380 Nov 30, 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSUs vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F2 1/48th of GSUs vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F3 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F4 1/4th of GSUs vested on January 8, 2021 and an additional 1/48th of the grant vests monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F5 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.

Remarks:

Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on February 23, 2023.