Todd J. Stein - 27 Nov 2023 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Director
Signature
/s/ TODD J. STEIN
Issuer symbol
SPOK
Transactions as of
27 Nov 2023
Net transactions value
-$917,161
Form type
4
Filing time
29 Nov 2023, 16:23:08 UTC
Previous filing
02 Oct 2023
Next filing
02 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Sale $119,708 -6,670 -0.88% $17.95 747,584 27 Nov 2023 Braeside Capital, L.P. F1
transaction SPOK Common Stock Sale $259,267 -14,446 -1.7% $17.95 830,289 27 Nov 2023 Braeside Capital II, L.P. F2
transaction SPOK Common Stock Sale $538,186 -29,987 -16% $17.95 155,835 27 Nov 2023 Braeside Investments, LLC F3
transaction SPOK Common Stock Sale $0 0 0% $0.000000* 31,703 27 Nov 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.