Isaac Zacharias - Nov 27, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Nov 27, 2023
Transactions value $
-$668,976
Form type
4
Date filed
11/28/2023, 08:02 PM
Previous filing
Nov 15, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $25.3K +3.78K +8.57% $6.71 47.9K Nov 27, 2023 Direct F1
transaction SWAV Common Stock Sale -$694K -4K -8.36% $173.58 43.9K Nov 27, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3.78K -7.93% $0.00 43.9K Nov 27, 2023 Common Stock 3.78K $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022
F2 All reported securities were sold at a price of $173.58.
F3 Twenty-Five percent of the shares subject to the option shall vest on 11/09/19 and the balance of the shares vested in equal monthly installments thereafter for 36 months.