Isaac Zacharias - 27 Nov 2023 Form 4 Insider Report for Shockwave Medical, Inc.

Role: President, CCO
Signature: /s/ Wade Estey, as attorney in fact for Isaac Zacharias
Issuer symbol: N/A
Transactions as of: 27 Nov 2023
Net transactions value: -$668,976
Form type: 4
Filing time: 28 Nov 2023, 20:02:27 UTC
Previous filing: 15 Nov 2023
Next filing: 12 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SWAV	Common Stock	Options Exercise	$25,344	+3,777	+8.6%	$6.71	47,868	27 Nov 2023	Direct	F1
transaction	SWAV	Common Stock	Sale	$694,320	-4,000	-8.4%	$173.58	43,868	27 Nov 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SWAV	Stock Option	Options Exercise	$0	-3,777	-7.9%	$0.000000	43,866	27 Nov 2023	Common Stock	3,777	$6.71	Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022
F2	All reported securities were sold at a price of $173.58.
F3	Twenty-Five percent of the shares subject to the option shall vest on 11/09/19 and the balance of the shares vested in equal monthly installments thereafter for 36 months.