Frank J. Lanza - Nov 26, 2023 Form 4 Insider Report for Harpoon Therapeutics, Inc. (HARP)

Role
Principal Fin. & Acctng Ofc.
Signature
/s/ Frank J. Lanza
Stock symbol
HARP
Transactions as of
Nov 26, 2023
Transactions value $
$0
Form type
4
Date filed
11/28/2023, 04:31 PM
Previous filing
Jan 26, 2023
Next filing
Jan 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HARP Common Stock Award $0 +2K +146.84% $0.00 3.36K Nov 26, 2023 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, issuable upon the vesting and settlement of RSUs.
F2 25% of the RSUs will vest on each May 26th and November 26th of 2024 and 2025, subject to acceleration and vesting in full upon a Change in Control (as defined in the Issuer's 2019 Equity Incentive Plan) of the Issuer, and subject to the continuing employment of the Reporting Person on each vesting date.
F3 Includes 30 shares acquired under the Issuer's employee stock purchase plan on September 30, 2022, 232 shares acquired on March 31, 2023, and 445 shares acquired on September 29, 2023.
F4 Shares reflect 1:10 reverse stock split effective September 1, 2023.