Penny Herscher - Nov 17, 2023 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role: Director
Signature: /s/ Judy G. Hamel as Attorney-in-Fact
Stock symbol: LITE
Transactions as of: Nov 17, 2023
Transactions value $: $0
Form type: 4
Date filed: 11/21/2023, 06:57 PM
Previous filing: Aug 4, 2023
Next filing: Feb 13, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LITE	Common Stock	Award	$0	+5.42K	+176.94%	$0.00	8.48K	Nov 17, 2023	Direct	F1
holding	LITE	Common Stock						39.4K	Nov 17, 2023	Living Trust	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.
F2	These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.

Content

Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.