Michael Joe Dozier - 17 Nov 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President, Evergreen East
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Issuer symbol
BV
Transactions as of
17 Nov 2023
Transactions value $
-$160,776
Form type
4
Filing time
21 Nov 2023, 17:00:31
Previous filing
05 Jun 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +4.09K +4.91% 87.3K 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +8.52K +9.76% 95.9K 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +57.5K +59.97% 153K 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Tax liability -$8.86K -1.23K -0.8% $7.20 152K 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Tax liability -$18.5K -2.57K -1.69% $7.20 150K 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Tax liability -$125K -17.3K -11.57% $7.20 132K 18 Nov 2023 Direct F2, F3
transaction BV Common Stock Options Exercise +4.08K +3.09% 136K 19 Nov 2023 Direct F1, F2
transaction BV Common Stock Tax liability -$8.85K -1.23K -0.9% $7.20 135K 19 Nov 2023 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Award $0 +35.4K $0.00 35.4K 17 Nov 2023 Common Stock 35.4K Direct F5, F6
transaction BV Restricted Stock Units Options Exercise $0 -4.09K -33.33% $0.00 8.18K 18 Nov 2023 Common Stock 4.09K Direct F5, F7
transaction BV Restricted Stock Unitsk Options Exercise $0 -8.52K -25% $0.00 25.6K 18 Nov 2023 Common Stock 8.52K Direct F5, F8
transaction BV Restricted Stock Units Options Exercise $0 -57.5K -100% $0.00* 0 18 Nov 2023 Common Stock 57.5K Direct F5, F9
transaction BV Restricted Stock Units Options Exercise $0 -4.08K -50% $0.00 4.08K 19 Nov 2023 Common Stock 4.08K Direct F5, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.
F4 Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2023.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F7 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.
F9 Represents a grant of time-based restricted stock units that vest on November 18, 2023.
F10 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.