Thomas C. Donnelly - 17 Nov 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President, Landscape Dev.
Signature
/s/ Jonathan M. Gottsegen, as Attorney-In-Fact
Issuer symbol
BV
Transactions as of
17 Nov 2023
Net transactions value
$0
Form type
4
Filing time
21 Nov 2023, 17:00:17 UTC
Previous filing
30 Nov 2022
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +4,737 +2.6% 187,941 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +9,525 +5.1% 197,466 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +20,053 +10% 217,519 18 Nov 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +5,062 +2.3% 222,581 19 Nov 2023 Direct F1, F2
holding BV Common Stock 164,000 17 Nov 2023 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Award $0 +39,583 $0.000000 39,583 17 Nov 2023 Common Stock 39,583 Direct F3, F4
transaction BV Restricted Stock Units Options Exercise $0 -4,737 -33% $0.000000 9,475 18 Nov 2023 Common Stock 4,737 Direct F3, F5
transaction BV Restricted Stock Units Options Exercise $0 -9,525 -25% $0.000000 28,576 18 Nov 2023 Common Stock 9,525 Direct F3, F6
transaction BV Restricted Stock Units Options Exercise $0 -20,053 -100% $0.000000* 0 18 Nov 2023 Common Stock 20,053 Direct F3, F7
transaction BV Restricted Stock Units Options Exercise $0 -5,062 -50% $0.000000 5,062 19 Nov 2023 Common Stock 5,062 Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F4 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F5 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.
F7 Represents a grant of time-based restricted stock units that vest on November 18, 2023.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.