Thomas C. Donnelly - Nov 17, 2023 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President, Landscape Dev.
Signature
/s/ Jonathan M. Gottsegen, as Attorney-In-Fact
Stock symbol
BV
Transactions as of
Nov 17, 2023
Transactions value $
$0
Form type
4
Date filed
11/21/2023, 05:00 PM
Previous filing
Nov 30, 2022
Next filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +4.74K +2.59% 188K Nov 18, 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +9.53K +5.07% 197K Nov 18, 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +20.1K +10.16% 218K Nov 18, 2023 Direct F1, F2
transaction BV Common Stock Options Exercise +5.06K +2.33% 223K Nov 19, 2023 Direct F1, F2
holding BV Common Stock 164K Nov 17, 2023 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Award $0 +39.6K $0.00 39.6K Nov 17, 2023 Common Stock 39.6K Direct F3, F4
transaction BV Restricted Stock Units Options Exercise $0 -4.74K -33.33% $0.00 9.48K Nov 18, 2023 Common Stock 4.74K Direct F3, F5
transaction BV Restricted Stock Units Options Exercise $0 -9.53K -25% $0.00 28.6K Nov 18, 2023 Common Stock 9.53K Direct F3, F6
transaction BV Restricted Stock Units Options Exercise $0 -20.1K -100% $0.00* 0 Nov 18, 2023 Common Stock 20.1K Direct F3, F7
transaction BV Restricted Stock Units Options Exercise $0 -5.06K -50% $0.00 5.06K Nov 19, 2023 Common Stock 5.06K Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F4 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
F5 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.
F7 Represents a grant of time-based restricted stock units that vest on November 18, 2023.
F8 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.