Ralph de la Torre - Nov 17, 2023 Form 4 Insider Report for CareMax, Inc. (CMAX)

Role
Director, 10%+ Owner
Signature
/s/ Meredith Longsworth, Esq., as attorney-in-fact for Ralph de la Torre
Stock symbol
CMAX
Transactions as of
Nov 17, 2023
Transactions value $
$0
Form type
4
Date filed
11/21/2023, 04:45 PM
Previous filing
Jun 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMAX Class A Common Stock Options Exercise +10.9K 10.9K Nov 17, 2023 Direct F1
holding CMAX Class A Common Stock 17.4M Nov 17, 2023 RDLT - SHCI Investor LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMAX Restricted Stock Units Options Exercise $0 -10.9K -100% $0.00* 0 Nov 17, 2023 Class A Common Stock 10.9K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 17, 2023, the reporting person received shares of Class A Common Stock of the issuer in settlement of restricted stock units ("RSUs"), which vested on November 17, 2023.
F2 The reporting person is the sole member manager of Santa Clara Holdings LLC, which is the sole member manager of RDLT - SHCI Investor LLC, and in such capacity has the right to vote and dispose of the securities held by RDLT - SHCI Investor LLC.
F3 RSUs convert into shares of Class A Common Stock of the issuer on a one-for-one basis.
F4 On November 17, 2022, the reporting person was granted 10,927 RSUs that vested on November 17, 2023.