Joseph M. Manko Jr. - 10 Nov 2023 Form 3 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ Joseph M. Manko Jr.
Issuer symbol
OSS
Transactions as of
10 Nov 2023
Net transactions value
$0
Form type
3
Filing time
20 Nov 2023, 17:35:53 UTC
Previous filing
18 Oct 2023
Next filing
15 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OSS Common Stock 1,099,899 10 Nov 2023 Horton Capital Partners Fund, LP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.