Lucas Merwan Haldeman - 18 Nov 2023 Form 4 Insider Report for SmartRent, Inc. (SMRT)

Role
Chief Executive Officer, Director
Signature
/s/ Lucas Merwan Haldeman
Issuer symbol
SMRT
Transactions as of
18 Nov 2023
Net transactions value
-$26,483
Form type
4
Filing time
20 Nov 2023, 16:01:41 UTC
Previous filing
24 Oct 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMRT Class A Common Stock Options Exercise +11,264 +0.1% 11,320,934 18 Nov 2023 Direct F1
transaction SMRT Class A Common Stock Tax liability $13,396 -4,717 -0.04% $2.84 11,316,217 18 Nov 2023 Direct
transaction SMRT Class A Common Stock Options Exercise +10,176 +0.09% 11,326,393 19 Nov 2023 Direct F1
transaction SMRT Class A Common Stock Tax liability $12,096 -4,259 -0.04% $2.84 11,322,134 19 Nov 2023 Direct
transaction SMRT Class A Common Stock Options Exercise +833 +5.5% 15,932 18 Nov 2023 By Spouse F1
transaction SMRT Class A Common Stock Tax liability $991 -349 -2.2% $2.84 15,583 18 Nov 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMRT Restricted Stock Units Options Exercise $0 -10,176 -5% $0.000000 193,347 19 Nov 2023 Class A Common Stock 10,176 Direct F1, F2
transaction SMRT Restricted Stock Units Options Exercise $0 -11,264 -3.7% $0.000000 292,862 18 Nov 2023 Class A Common Stock 11,264 Direct F1, F3
transaction SMRT Restricted Stock Units Options Exercise $0 -833 -3.1% $0.000000 25,683 18 Nov 2023 Class A Common Stock 833 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
F2 The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full.
F3 The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full.