Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TTMI | Common Stock | Tax liability | -$4.17K | -287 | -1.32% | $14.54 | 21.4K | Nov 16, 2023 | Direct | F1, F2 |
transaction | TTMI | Common Stock | Sale | -$9.49K | -653 | -3.05% | $14.54 | 20.8K | Nov 16, 2023 | Direct | F2, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to pay the tax liability incident to the vesting of RSUs. |
F2 | The price reported in Column 4 is a single print price. |
F3 | Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to sell all shares. |