Robert P. Farrell - Nov 16, 2023 Form 4 Insider Report for TTM TECHNOLOGIES INC (TTMI)

Signature
/s/ Daniel J. Weber, Attorney-in-Fact
Stock symbol
TTMI
Transactions as of
Nov 16, 2023
Transactions value $
-$13,668
Form type
4
Date filed
11/20/2023, 12:16 PM
Previous filing
Aug 8, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TTMI Common Stock Tax liability -$4.17K -287 -1.32% $14.54 21.4K Nov 16, 2023 Direct F1, F2
transaction TTMI Common Stock Sale -$9.49K -653 -3.05% $14.54 20.8K Nov 16, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to pay the tax liability incident to the vesting of RSUs.
F2 The price reported in Column 4 is a single print price.
F3 Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to sell all shares.