Bernard Chung - Nov 15, 2023 Form 4 Insider Report for Velo3D, Inc. (VLD)

Role
Acting Chief Financial Officer
Signature
/s/ Bernard Chung
Stock symbol
VLD
Transactions as of
Nov 15, 2023
Transactions value $
$0
Form type
4
Date filed
11/17/2023, 08:36 PM
Previous filing
Nov 13, 2023
Next filing
Nov 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +1.66K +0.96% 175K Nov 15, 2023 Direct F1
transaction VLD Common Stock Options Exercise +14.7K +8.36% 190K Nov 15, 2023 Direct F1
transaction VLD Common Stock Options Exercise +5.84K +3.07% 196K Nov 15, 2023 Direct F1
transaction VLD Common Stock Options Exercise +5.84K +2.98% 202K Nov 15, 2023 Direct F1
transaction VLD Common Stock Options Exercise +3.81K +1.89% 206K Nov 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -1.66K -11.11% $0.00 13.3K Nov 15, 2023 Common Stock 1.66K Direct F1, F2
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -14.7K -25% $0.00 44K Nov 15, 2023 Common Stock 14.7K Direct F1, F3
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5.84K -50% $0.00 5.84K Nov 15, 2023 Common Stock 5.84K Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5.84K -50% $0.00 5.84K Nov 15, 2023 Common Stock 5.84K Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -3.81K -33.34% $0.00 7.61K Nov 15, 2023 Common Stock 3.81K Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3 The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
F5 The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.