Bernard Chung - 15 Nov 2023 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
Acting Chief Financial Officer
Signature
/s/ Bernard Chung
Issuer symbol
VLDX
Transactions as of
15 Nov 2023
Net transactions value
$0
Form type
4
Filing time
17 Nov 2023, 20:36:57 UTC
Previous filing
13 Nov 2023
Next filing
24 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +1,662 +0.96% 175,449 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +14,666 +8.4% 190,115 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +5,841 +3.1% 195,956 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +5,841 +3% 201,797 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +3,805 +1.9% 205,602 15 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -1,662 -11% $0.000000 13,295 15 Nov 2023 Common Stock 1,662 Direct F1, F2
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -14,666 -25% $0.000000 43,998 15 Nov 2023 Common Stock 14,666 Direct F1, F3
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5,841 -50% $0.000000 5,841 15 Nov 2023 Common Stock 5,841 Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -5,841 -50% $0.000000 5,841 15 Nov 2023 Common Stock 5,841 Direct F1, F4
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -3,805 -33% $0.000000 7,608 15 Nov 2023 Common Stock 3,805 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3 The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
F5 The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.