| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SO | Southern Company Common Stock | Options Exercise | $412,800 | +10,000 | +35% | $41.28 | 38,691 | 16 Nov 2023 | Direct | |
| transaction | SO | Southern Company Common Stock | Sale | $693,900 | -10,000 | -26% | $69.39 | 28,691 | 16 Nov 2023 | Direct | |
| holding | SO | Southern Company Common Stock | 100 | 16 Nov 2023 | By Daughter | ||||||
| holding | SO | Southern Company Common Stock | 4,584 | 16 Nov 2023 | 401K |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SO | Option Right to Buy | Options Exercise | $0 | -10,000 | -50% | $0.000000 | 10,099 | 16 Nov 2023 | Southern Company Common Stock | 10,000 | $41.28 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).