Tadd J. Henninger - Nov 16, 2023 Form 4 Insider Report for PPL Corp (PPL)

Role
SVP-Finance and Treasurer
Signature
/s/ W. Eric Marr, as Attorney-In-Fact for Tadd J. Henninger
Stock symbol
PPL
Transactions as of
Nov 16, 2023
Transactions value $
-$346,447
Form type
4
Date filed
11/17/2023, 04:10 PM
Previous filing
Feb 22, 2023
Next filing
Jan 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PPL Common Stock Sale -$346K -13.3K -73.59% $25.99 4.78K Nov 16, 2023 Direct F1
holding PPL Common Stock 94.4 Nov 16, 2023 Held in trust pursuant to the Employee Stock Ownership Plan. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the sale of 13,330 shares of common stock pursuant to a 10b5-1 plan, dated August 8, 2023.
F2 Total includes the reinvestment of dividends.