Key facts
- This page summarizes Cesar Cernuda's Form 4 filing for NetApp, Inc. (NTAP).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Nov 2023, 16:00.
Cesar Cernuda - 15 Nov 2023 Form 4 Insider Report for NetApp, Inc. (NTAP)
- Reporting relationship
- President
- Issuer ticker
- NTAP
- Reported as of
- 15 Nov 2023
- Net transaction value
- -$155,551
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2023, 16:00:29 UTC
- Prior SEC filing
- 04 Oct 2023
- Next SEC filing
- 04 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- By:Roberta S Cohen, Attorney-in-Fact for Cesar Cernuda
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Cesar Cernuda filed Form 4 for NetApp, Inc. (NTAP) on 17 Nov 2023.
Change
- Previous filing in this sequence was filed on 04 Oct 2023.
- Current net transaction value: -$155,551.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTAP
transaction
Common shares
Options Exercise
- Transaction value
- $0
- Shares
- +4,195
- Change %
- +5.1%
- Price
- $0.000000
- Shares after
- 85,854
- Date
- 15 Nov 2023
- Ownership
- Direct
NTAP
transaction
Common Shares
Tax liability
- Transaction value
- $155,551
- Shares
- -1,971
- Change %
- -2.3%
- Price
- $78.92
- Shares after
- 83,883
- Date
- 15 Nov 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -2,231
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 13,388
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,231
- Exercise price
- Footnotes
- F1, F2
NTAP
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -1,964
- Change %
- -9.1%
- Price
- $0.000000
- Shares after
- 19,640
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,964
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted Stock Units convert into common stock on a one-for-one basis.
Footnote F2
On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
Footnote F3
On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.