Scott Morgan - Nov 14, 2023 Form 4 Insider Report for SPLUNK INC (SPLK)

Role
SVP, CLO, Global Affairs & Sec
Signature
/s/ Steve Dean, by power of attorney
Stock symbol
SPLK
Transactions as of
Nov 14, 2023
Transactions value $
-$604,400
Form type
4
Date filed
11/16/2023, 04:41 PM
Previous filing
Oct 11, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPLK Common Stock Sale -$604K -4K -3.65% $151.10 106K Nov 14, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 5, 2023.