KENNETH MOELIS - 09 Nov 2023 Form 4 Insider Report for Moelis & Co (MC)

Role: Chairman, CEO, Director, 10%+ Owner
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol: MC
Transactions as of: 09 Nov 2023
Net transactions value: -$3,885,134
Form type: 4
Filing time: 13 Nov 2023, 19:54:08 UTC
Previous filing: 26 Sep 2023
Next filing: 27 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Sale	$986,974	-23,388	-24%	$42.20	74,983	09 Nov 2023	Direct
transaction	MC	Class A Common Stock	Sale	$2,078,500	-50,000	-67%	$41.57	24,983	10 Nov 2023	Direct
transaction	MC	Class A Common Stock	Sale	$819,660	-19,675	-79%	$41.66	5,308	13 Nov 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Moelis' ownership of 5,308 shares of Class A common stock is in addition to (i) 828,474 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2018 through 2022, (ii) 89,176 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.

Content

Mr. Moelis' ownership of 5,308 shares of Class A common stock is in addition to (i) 828,474 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2018 through 2022, (ii) 89,176 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.