Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APO | Common Stock | Tax liability | -$436K | -5.19K | -0.1% | $84.12 | 5.18M | Nov 8, 2023 | Direct | F1, F2, F3 |
holding | APO | Common Stock | 1.6M | Nov 8, 2023 | The James C. Zelter 2023 GRAT No. 1 | F4 | |||||
holding | APO | Common Stock | 1.2M | Nov 8, 2023 | Zelter APO Series LLC | F5 |
Id | Content |
---|---|
F1 | Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person or (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). |
F2 | Reported amount includes 4,914,162 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
F3 | On October 11, 2023, the James C. Zelter 2022 GRAT No. 1 (the "GRAT"), a vehicle over which the reporting person exercised voting and investment control, terminated. Upon termination of the GRAT, the remaining 69,319 shares held by such GRAT were distributed to the reporting person as sole annuitant, such distribution being exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13 thereunder, and continue to be reported in this Form 4 as directly owned. |
F4 | By The James C. Zelter 2023 GRAT No. 1, a vehicle over which the reporting person exercises voting and investment control (the "2023 GRAT"). 595,982 of these shares were previously reported as indirectly held by the reporting person through the 2022 GRAT and have since been transferred to the 2023 GRAT. Further, 1,008,606 of these shares were previously reported as directly held by the reporting person, and have since been transferred to the 2023 GRAT. |
F5 | By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control. |
Co-President of Apollo Asset Management, Inc.