Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LXEO | Common Stock | Conversion of derivative security | +1.32M | 1.32M | Nov 7, 2023 | Direct | F1 | |||
transaction | LXEO | Common Stock | Conversion of derivative security | +287K | +21.73% | 1.61M | Nov 7, 2023 | Direct | F2 | ||
transaction | LXEO | Common Stock | Purchase | $2.5M | +227K | +14.13% | $11.00* | 1.84M | Nov 7, 2023 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LXEO | Series A convertible preferred stock | Conversion of derivative security | -14M | -100% | 0 | Nov 7, 2023 | Common Stock | 1.32M | Direct | F1 | |||
transaction | LXEO | Series B convertible preferred stock | Conversion of derivative security | -2.62M | -100% | 0 | Nov 7, 2023 | Common Stock | 287K | Direct | F2 |
Lundbeckfond Invest A/S is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Upon the closing of the Issuer's initial public offering, each share of Series A convertible preferred stock automatically converted into shares of the Issuer's common stock on a one-for-10.594230 basis. The shares had no expiration date. |
F2 | Upon the closing of the Issuer's initial public offering, each share of Series B convertible preferred stock automatically converted into shares of the Issuer's common stock on a one-for-9.106601 basis, which reflects an anti-dilution adjustment to the conversion ratio pursuant to a provision of the Series B convertible preferred stock based on the pricing of the initial public offering (as described in the Reporting Person's Form 3). The shares had no expiration date. |