Jeffrey R. Geygan - Nov 2, 2023 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
Director, 10%+ Owner
Signature
Jeffrey R. Geygan
Stock symbol
RMCF
Transactions as of
Nov 2, 2023
Transactions value $
$84,158
Form type
4
Date filed
11/6/2023, 05:00 PM
Previous filing
Aug 23, 2023
Next filing
Nov 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $47.7K +12.1K +1.45% $3.93 847K Nov 2, 2023 By Global Value Investment Corporation F1, F2, F3
transaction RMCF Common Stock Purchase $36.4K +8.95K +1.06% $4.07 856K Nov 3, 2023 By Global Value Investment Corporation F1, F2, F3
transaction RMCF Common Stock Other -1.24K -0.14% 854K Nov 3, 2023 By Global Value Investment Corporation F2, F3, F4
holding RMCF Common Stock 44K Nov 2, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2 These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
F3 The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4 As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.