GLOBAL VALUE INVESTMENT CORP. - 02 Nov 2023 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
James P. Geygan, Chief Operating Officer
Issuer symbol
RMCF
Transactions as of
02 Nov 2023
Net transactions value
+$84,158
Form type
4
Filing time
06 Nov 2023, 17:00:24 UTC
Previous filing
23 Aug 2023
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $47,712 +12,131 +1.4% $3.93 884,439 02 Nov 2023 See footnotes F1, F2, F3
transaction RMCF Common Stock Purchase $36,445 +8,946 +1% $4.07 893,385 03 Nov 2023 See footnotes F1, F2, F3
transaction RMCF Common Stock Other -1,240 -0.14% 892,145 03 Nov 2023 See footnotes F4
holding RMCF Common Stock 6,213 02 Nov 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2 In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3 In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
F4 As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.