Isaac Zacharias - Oct 26, 2023 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
President, CCO
Signature
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
Stock symbol
SWAV
Transactions as of
Oct 26, 2023
Transactions value $
-$838,242
Form type
4
Date filed
10/30/2023, 08:02 PM
Previous filing
Sep 27, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $2.76K +411 +0.86% $6.71* 48.3K Oct 26, 2023 Direct F1
transaction SWAV Common Stock Sale -$841K -4K -8.28% $210.25 44.3K Oct 26, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -411 -0.86% $0.00 47.6K Oct 26, 2023 Common Stock 411 $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022.
F2 All reported securities were sold at a price of $210.25.
F3 Twenty-Five percent of the shares subject to the option shall vest on 11/09/19 and the balance of the shares shall vest in equal monthly installments thereafter for 36 months.