ANN MATHER - 25 Oct 2023 Form 4 Insider Report for Alphabet Inc. (GOOGL)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for Ann Mather
Issuer symbol
GOOGL
Transactions as of
25 Oct 2023
Net transactions value
-$33,753
Form type
4
Filing time
26 Oct 2023, 19:38:40 UTC
Previous filing
03 Oct 2023
Next filing
02 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOOG Class C Capital Stock Sale $33,753 -260 -5.2% $129.82 4,759 25 Oct 2023 Direct F1
holding GOOG Class A Common Stock 16,720 25 Oct 2023 Direct
holding GOOG Class C Google Stock Units 2,605 25 Oct 2023 Direct F2
holding GOOG Class C Google Stock Units 820 25 Oct 2023 Direct F3
holding GOOG Class C Google Stock Units 1,180 25 Oct 2023 Direct F4
holding GOOG Class C Google Stock Units 2,080 25 Oct 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

ANN MATHER is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes 3,296 shares of Class C stock issued upon vesting of Google Stock Units during 2023, the grants of which were previously reported on Form 4s.
F2 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSUs vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F3 1/48th of GSUs vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F4 1/48th of GSUs vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
F5 1/48th of GSUs vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.

Remarks:

Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 31, 2022 and amended on March 1, 2023.