John McKune - Oct 10, 2023 Form 3 Insider Report for Pulmonx Corp (LUNG)

Role
Interim CFO
Signature
/s/John McKune
Stock symbol
LUNG
Transactions as of
Oct 10, 2023
Transactions value $
$0
Form type
3
Date filed
10/19/2023, 04:38 PM
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LUNG Common Stock 41.4K Oct 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LUNG Employee Stock Option (right to buy) Oct 10, 2023 Common Stock 30.1K $2.20 Direct F2
holding LUNG Employee Stock Option (right to buy) Oct 10, 2023 Common Stock 13.3K $43.40 Direct F3
holding LUNG Employee Stock Option (right to buy) Oct 10, 2023 Common Stock 21.5K $26.56 Direct F4
holding LUNG Employee Stock Option (right to buy) Oct 10, 2023 Common Stock 17.5K $11.48 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,582, 6,063 and 22,400 Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on June 1, 2021, March 1, 2022 and March 1, 2023, respectively.
F2 The option vests over a four-year period, with 1/4th of the shares subject to the option vesting on the one year anniversary of the vesting commencement date of August 24, 2020, and 1/36th of the remaining shares subject to the option vesting each month thereafter, subject to the Reporting Person's continuous service through each such vesting date.
F3 The shares subject to the option vest in 48 equal monthly installments beginning on June 1, 2021, subject to the Reporting Person's continuous service through each such vesting date.
F4 The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2022, subject to the Reporting Person's continuous service through each such vesting date.
F5 The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023, subject to the Reporting Person's continuous service through each such vesting date.