| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Options Exercise | $34,160 | +10,000 | +7.1% | $3.42 | 151,649 | 16 Oct 2023 | Direct | F1 |
| transaction | SWAV | Common Stock | Sale | $38,918 | -200 | -0.13% | $194.59 | 151,449 | 16 Oct 2023 | Direct | F1, F2 |
| transaction | SWAV | Common Stock | Sale | $59,100 | -300 | -0.2% | $197.00 | 151,149 | 16 Oct 2023 | Direct | F1, F3 |
| transaction | SWAV | Common Stock | Sale | $119,184 | -600 | -0.4% | $198.64 | 150,549 | 16 Oct 2023 | Direct | F1, F4 |
| transaction | SWAV | Common Stock | Sale | $1,100,000 | -5,500 | -3.7% | $200.00 | 145,049 | 16 Oct 2023 | Direct | F1, F5 |
| transaction | SWAV | Common Stock | Sale | $60,387 | -300 | -0.21% | $201.29 | 144,749 | 16 Oct 2023 | Direct | F1, F6 |
| transaction | SWAV | Common Stock | Sale | $254,386 | -1,254 | -0.87% | $202.86 | 143,495 | 16 Oct 2023 | Direct | F1, F7 |
| transaction | SWAV | Common Stock | Sale | $375,846 | -1,846 | -1.3% | $203.60 | 141,649 | 16 Oct 2023 | Direct | F1, F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Stock Option | Options Exercise | $0 | -10,000 | -2.9% | $0.000000 | 334,799 | 16 Oct 2023 | Common Stock | 10,000 | $3.42 | Direct | F1, F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/25/2023. |
| F2 | All reported securities were sold at a price of $194.59. |
| F3 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $196.93 to $197.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F4 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $198.35 to $199.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F5 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $199.63 to $200.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F6 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $200.87 to $201.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F7 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $202.21 to $203.14. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F8 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $203.22 to $204.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F9 | Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares vested in equal monthly installments. |