Rosemary L. Klein - 13 Oct 2023 Form 4 Insider Report for ARCH RESOURCES, INC.

Role
Sr. VP, General Counsel & Sec
Signature
/s/ Rosemary L. Klein, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
13 Oct 2023
Net transactions value
-$126,809
Form type
4
Filing time
16 Oct 2023, 18:10:25 UTC
Previous filing
06 Mar 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARCH Common Stock Options Exercise +378 +4.7% 8,377 13 Oct 2023 Direct F1
transaction ARCH Common Stock Tax liability $25,953 -168 -2% $154.48 8,209 13 Oct 2023 Direct F2
transaction ARCH Common Stock Options Exercise +758 +9.2% 8,967 13 Oct 2023 Direct F1
transaction ARCH Common Stock Tax liability $51,905 -336 -3.7% $154.48 8,631 13 Oct 2023 Direct F2
transaction ARCH Common Stock Sale $48,952 -316 -3.7% $154.91 8,315 16 Oct 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARCH Restricted Stock Units Options Exercise $0 -378 -100% $0.000000* 0 13 Oct 2023 Class A Common Stock 378 Direct F1, F4
transaction ARCH Restricted Stock Units Options Exercise $0 -758 -33% $0.000000 1,514 13 Oct 2023 Class A Common Stock 758 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
F2 These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
F3 The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022 and represents an automatic sale to cover tax obligations and for other purposes.
F4 The restricted stock units are fully vested.