Kevin Tang - Oct 11, 2023 Form 4 Insider Report for Rain Oncology Inc. (RAIN)

Role
10%+ Owner
Signature
Kevin Tang
Stock symbol
RAIN
Transactions as of
Oct 11, 2023
Transactions value $
$279,030
Form type
4
Date filed
10/13/2023, 04:57 PM
Previous filing
Feb 14, 2024
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAIN Common Stock Purchase $72.6K +74.8K +2% $0.97 3.82M Oct 11, 2023 By LP F1, F2
transaction RAIN Common Stock Purchase $24.7K +25.2K +0.66% $0.98 3.84M Oct 12, 2023 By LP F2, F3
transaction RAIN Common Stock Purchase $51.5K +52.5K +1.37% $0.98 3.89M Oct 12, 2023 By LP F2, F3
transaction RAIN Common Stock Purchase $47K +47.5K +1.22% $0.99 3.94M Oct 13, 2023 By LP F2, F3
transaction RAIN Common Stock Purchase $83.3K +84.1K +2.14% $0.99 4.02M Oct 13, 2023 By LP F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $0.94 to $0.99. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnote 1, 3 and 4 herein.
F2 The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP.
F3 These shares were purchased in multiple transactions ranging from $0.96 to $0.99.
F4 These shares were purchased in multiple transactions ranging from $0.98 to $0.99.