Josh Resnik - Oct 10, 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
President and Chief Operating Officer
Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Oct 10, 2023
Transactions value $
-$1,701
Form type
4
Date filed
10/12/2023, 08:40 PM
Previous filing
Oct 4, 2023
Next filing
Nov 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale -$1.7K -871 -0.18% $1.95 480K Oct 10, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Remarks:

President and Chief Operating Officer