Gregory P. Lewis - 03 Oct 2023 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP & Chief Financial Officer
Signature
Su Ping Lu for Gregory P. Lewis
Issuer symbol
HON
Transactions as of
03 Oct 2023
Net transactions value
-$164,965
Form type
4
Filing time
05 Oct 2023, 16:17:36 UTC
Previous filing
03 Jul 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +2,044 +4.2% 50,188 03 Oct 2023 Direct F1
transaction HON Common Stock Tax liability $164,965 -909 -1.8% $181.48 49,279 03 Oct 2023 Direct
holding HON Common Stock 2,118 03 Oct 2023 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -2,044 -100% $0.000000* 0 03 Oct 2023 Common Stock 2,044 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 266 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on October 3, 2019, October 3, 2021 and October 3, 2023.