Lucian Boldea - Oct 3, 2023 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Signature
Su Ping Lu for Lucian Boldea
Stock symbol
HON
Transactions as of
Oct 3, 2023
Transactions value $
-$694,705
Form type
4
Date filed
10/5/2023, 04:16 PM
Previous filing
Feb 14, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +9.73K +138928.57% 9.73K Oct 3, 2023 Direct F1
transaction HON Common Stock Tax liability -$695K -3.83K -39.33% $181.48 5.9K Oct 3, 2023 Direct
holding HON Common Stock 65.6 Oct 3, 2023 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -9.73K -40.5% $0.00 14.3K Oct 3, 2023 Common Stock 9.73K Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 Includes the reinvestment of dividend equivalents into 198 additional restricted stock units.
F3 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 40%, 40% and 20% on each of October 3, 2023, October 3, 2024 and October 3, 2025.
F4 Excludes reinvestment of dividend equivalents during the vesting period.