Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FOLD | Common Stock | Options Exercise | $34.4K | +11.7K | +1.48% | $2.94* | 804K | Oct 2, 2023 | Direct | |
transaction | FOLD | Common Stock | Sale | -$125K | -11.2K | -1.39% | $11.20* | 793K | Oct 2, 2023 | Direct | F1 |
transaction | FOLD | Common Stock | Sale | -$6.02K | -500 | -0.06% | $12.04 | 792K | Oct 2, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FOLD | Stock Options (right to buy) | Options Exercise | $0 | -11.7K | -33.33% | $0.00 | 23.4K | Oct 2, 2023 | Common Stock | 11.7K | $2.94 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $10.95 to $11.86. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
F2 | This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $11.96 to $12.10 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
F3 | All of the options were fully vested and exercisable as of the transaction date. |
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022.