Amy Tufano - Sep 25, 2023 Form 3 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
SVP & CHRO
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Sep 25, 2023
Transactions value $
$0
Form type
3
Date filed
10/3/2023, 05:20 PM
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AXTA Common Shares 5.38K Sep 25, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AXTA Restricted Stock Units Sep 25, 2023 Common Shares 11K Direct F1, F2
holding AXTA Restricted Stock Units Sep 25, 2023 Common Shares 6.54K Direct F2, F3
holding AXTA Restricted Stock Units Sep 25, 2023 Common Shares 1.02K Direct F2, F4
holding AXTA Restricted Stock Units Sep 25, 2023 Common Shares 4.16K Direct F2, F5
holding AXTA Restricted Stock Units Sep 25, 2023 Common Shares 2.25K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit grant vests in three equal annual installments beginning on September 19, 2024.
F2 Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F3 This restricted stock unit grant vests in three equal annual installments beginning on February 28, 2024.
F4 Represents the unvested portion of a grant of 2,033 restricted stock units that vests in two equal annual installments beginning on July 27, 2023.
F5 Represents the unvested portion of a grant of 6,246 restricted stock units that vests in three equal annual installments beginning on February 15, 2023.
F6 Represents the unvested portion of a grant of 6,754 restricted stock units that vests in three equal annual installments beginning on August 23, 2022.