Todd R. Gleason - 05 Jul 2023 Form 4/A - Amendment Insider Report for CECO ENVIRONMENTAL CORP (CECO)

Role
Chief Executive Officer, Director
Signature
/s/ Kiril Kovachev as Attorney-in-Fact for Todd R. Gleason
Issuer symbol
CECO
Transactions as of
05 Jul 2023
Net transactions value
+$2,981,250
Form type
4/A - Amendment
Filing time
03 Oct 2023, 16:09:26 UTC
Date Of Original Report
07 Jul 2023
Previous filing
03 Apr 2023
Next filing
26 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CECO Common Stock 199,465 05 Jul 2023 Direct
holding CECO Common Stock 444 05 Jul 2023 By first son
holding CECO Common Stock 444 05 Jul 2023 By second son
holding CECO Common Stock 444 05 Jul 2023 By third son
holding CECO Common Stock 444 05 Jul 2023 By daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CECO Restricted Stock Units Award $2,981,250 +225,000 $13.25 225,000 05 Jul 2023 Common Stock 225,000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's stock.
F2 This amendment to the Form 4 filed on July 7, 2023 corrects the number of performance-based restricted stock units granted to the reporting person shown in Table II.
F3 Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

Remarks:

Exhibit 24: Power of Attorney