R. Todd Gleason - Jul 5, 2023 Form 4/A - Amendment Insider Report for CECO ENVIRONMENTAL CORP (CECO)

Role
Chief Executive Officer, Director
Signature
/s/ Kiril Kovachev as Attorney-in-Fact for Todd R. Gleason
Stock symbol
CECO
Transactions as of
Jul 5, 2023
Transactions value $
$2,981,250
Form type
4/A - Amendment
Date filed
10/3/2023, 04:09 PM
Date Of Original Report
Jul 7, 2023
Previous filing
Apr 3, 2023
Next filing
Dec 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CECO Common Stock 199K Jul 5, 2023 Direct
holding CECO Common Stock 444 Jul 5, 2023 By first son
holding CECO Common Stock 444 Jul 5, 2023 By second son
holding CECO Common Stock 444 Jul 5, 2023 By third son
holding CECO Common Stock 444 Jul 5, 2023 By daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CECO Restricted Stock Units Award $2.98M +225K $13.25 225K Jul 5, 2023 Common Stock 225K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's stock.
F2 This amendment to the Form 4 filed on July 7, 2023 corrects the number of performance-based restricted stock units granted to the reporting person shown in Table II.
F3 Conversion of restricted stock units to the Company's common stock will occur at the fourth anniversary of the grant date assuming the reporting person is still employed by the Company and if the shares of the Company's common stock have achieved certain stock price targets over the course of the performance period.

Remarks:

Exhibit 24: Power of Attorney