Lily Yan Hughes - 02 Oct 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role
Director
Signature
/s/ Brian Knaley, by power of attorney on behalf of Lily Yan Hughes
Issuer symbol
BURU
Transactions as of
02 Oct 2023
Net transactions value
$0
Form type
4
Filing time
03 Oct 2023, 11:58:39 UTC
Previous filing
01 Sep 2023
Next filing
04 Jan 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Option (right to buy) Award $0 +7,500 $0.000000 7,500 02 Oct 2023 Common Stock 7,500 $0.3470 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this stock option are subject to service-based vesting requirements. 1/9th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested July 2, 2024, subject to the Reporting Person remaining a service provider through each such vesting date.