Lily Yan Hughes - Oct 2, 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role
Director
Signature
/s/ Brian Knaley, by power of attorney on behalf of Lily Yan Hughes
Stock symbol
BURU
Transactions as of
Oct 2, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 11:58 AM
Previous filing
Sep 1, 2023
Next filing
Jan 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Option (right to buy) Award $0 +7.5K $0.00 7.5K Oct 2, 2023 Common Stock 7.5K $0.35 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this stock option are subject to service-based vesting requirements. 1/9th of the shares subject to the option shall vest and become exercisable each month following the Exercisable Date, such that 100% of the shares subject to this stock option will be vested July 2, 2024, subject to the Reporting Person remaining a service provider through each such vesting date.