Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PTEN | Common Stock, $.01 par value per share | +Options Exercise | +3,051,766 | +321.7% | 4,000,411 | Sep 28, 2023 | Direct | F1 | ||
transaction | PTEN | Common Stock, $.01 par value per share | -Tax liability | -$19,735,483 | -1,355,459 | -33.88% | $14.56 | 2,644,952 | Sep 28, 2023 | Direct | F2 |
transaction | PTEN | Common Stock, $.01 par value per share | +Options Exercise | +510,185 | +19.29% | 3,155,137 | Sep 28, 2023 | Direct | F3 | ||
transaction | PTEN | Common Stock, $.01 par value per share | -Disposed to Issuer | -$7,428,294 | -510,185 | -16.17% | $14.56 | 2,644,952 | Sep 28, 2023 | Direct | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PTEN | Restricted Stock Units | -Options Exercise | -3,051,766 | -100% | 0 | Sep 28, 2023 | Common Stock, $.01 par value per share | 3,051,766 | Direct | F1 | |||
transaction | PTEN | Cash-Settled Restricted Stock Units | -Options Exercise | -510,185 | -100% | 0 | Sep 28, 2023 | Common Stock, $.01 par value per share | 510,185 | Direct | F3 |
Id | Content |
---|---|
F1 | Reflects the settlement of restricted stock units that, as previously reported, fully vested on September 1, 2023. |
F2 | Shares disposed to pay applicable withholding taxes on restricted stock units converted into common stock on September 28, 2023. |
F3 | Reflects the settlement of cash-settled restricted stock units that, as previously reported, fully vested on September 1, 2023. |
F4 | No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement. |