Katherine Pilcher - Oct 1, 2023 Form 3 Insider Report for Moelis & Co (MC)

Role: Chief Operating Officer
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kate Pilcher Ciafone
Stock symbol: MC
Transactions as of: Oct 1, 2023
Transactions value $: $0
Form type: 3
Date filed: 10/2/2023, 05:41 PM
Next filing: Dec 27, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	MC	2018 Incentive RSUs							Oct 1, 2023	Class A Common Stock, par value $0.01	1.28K	$0.00	Direct	F1, F2
holding	MC	2019 Incentive RSUs							Oct 1, 2023	Class A Common Stock, par value $0.01	5.26K	$0.00	Direct	F1, F3
holding	MC	2020 Incentive RSUs							Oct 1, 2023	Class A Common Stock, par value $0.01	4.06K	$0.00	Direct	F1, F4
holding	MC	2021 Incentive RSUs							Oct 1, 2023	Class A Common Stock, par value $0.01	5.14K	$0.00	Direct	F1, F5
holding	MC	2022 Incentive RSUs							Oct 1, 2023	Class A Common Stock, par value $0.01	9.15K	$0.00	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2	Represents the amount of 2018 Incentive RSUs granted on February 14, 2019 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest on February 23, 2024.
F3	Represents the amount of 2019 Incentive RSUs granted on February 13, 2020 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024 and February 23, 2025.
F4	Represents the amount of 2020 Incentive RSUs granted on February 19, 2021 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026.
F5	Represents the amount of 2021 Incentive RSUs granted on February 17, 2022 plus any accrued dividend equivalent RSUs less any RSUs that have vested prior to the date of Ms. Pilcher Ciafone's appointment. The remaining RSUs vest in equal installments on February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.
F6	Represents the amount of 2022 Incentive RSUs granted on February 16, 2023 plus any accrued dividend equivalent RSUs prior to the date of Ms. Pilcher Ciafone's appointment.The RSUs vest in equal installments on February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028.