Roger Richard Ruiz - Sep 17, 2023 Form 3 Insider Report for Atreca, Inc. (BCEL)

Role
VP of Finance
Signature
/s/ Roger Richard Ruiz
Stock symbol
BCEL
Transactions as of
Sep 17, 2023
Transactions value $
$0
Form type
3
Date filed
9/27/2023, 07:20 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BCEL Class A Common Stock 35K Sep 17, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 25K $3.18 Direct F2
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 28.3K $1.85 Direct F3, F4
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 50K $1.49 Direct F5
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 41.7K $1.85 Direct F4, F6
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 8.33K $1.85 Direct F4, F6
holding BCEL Employee stock option (right to buy) Sep 17, 2023 Class A Common Stock 27K $1.85 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 26,647 shares of Class A Common Stock and 8,333 restricted stock units pertaining to a restricted stock unit award granted on February 9, 2023, vesting in three equal annual installments beginning on August 1, 2023, subject to the Reporting Person providing continuous service to the Issuer as of each such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.
F2 1/48 of the Option vests in equal monthly installments as measured from December 1, 2021, subject to the Reporting Person providing continuous service to the Issuer as of each such date. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time.
F3 1/48 of the Option vests in equal monthly installments as measured from January 1, 2021, subject to the Reporting Person providing continuous service to the Issuer as of each such date. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time.
F4 The Board of Directors of the Issuer approved a repricing of this Option, effective June 13, 2022.
F5 1/48 of the Option vests in equal monthly installments as measured from January 1, 2023, subject to the Reporting Person providing continuous service to the Issuer as of each such date. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time.
F6 Fully vested.
F7 1/48 of the Option vests in equal monthly installments as measured from January 1, 2020, subject to the Reporting Person providing continuous service to the Issuer as of each such date. If applicable, vesting accelerates as provided in, and subject to the terms and conditions of, that certain Executive Employment Agreement between the Issuer and the Reporting Person, as may be amended from time to time.