Michael Nierenberg - Sep 21, 2023 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Role
Chief Executive Officer, Director
Signature
/s/ Nicola Santoro Jr., as attorney-in-fact for Michael Nierenberg
Stock symbol
RITM
Transactions as of
Sep 21, 2023
Transactions value $
-$990,869
Form type
4
Date filed
9/25/2023, 05:03 PM
Previous filing
Aug 1, 2023
Next filing
Oct 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RITM Common Stock Tax liability -$991K -107K -7.5% $9.30 1.31M Sep 21, 2023 Direct F1, F2
holding RITM Common Stock 56.3K Sep 21, 2023 By Trust for Children
holding RITM Common Stock 302K Sep 21, 2023 By Trust for Daughter
holding RITM Common Stock 302K Sep 21, 2023 By Trust for Son
holding RITM Common Stock 130K Sep 21, 2023 By 2019 GRAT
holding RITM Common Stock 23.9K Sep 21, 2023 Custodian for Daughter
holding RITM Common Stock 24.4K Sep 21, 2023 Custodian for Son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding in connection with the settlement of restricted stock awards and does not represent a sale by the reporting person.
F2 Includes 485,279 unvested restricted stock units and 385,356 unvested shares of restricted stock.