Sigal Zarmi - Sep 20, 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Sep 20, 2023
Transactions value $
$0
Form type
4
Date filed
9/22/2023, 06:12 PM
Previous filing
Aug 1, 2023
Next filing
Oct 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +430 +1.36% 32K Sep 20, 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +3.13K +9.76% 35.1K Sep 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -430 -50% $0.00 430 Sep 20, 2023 Class A Common Stock 430 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -3.13K -14.29% $0.00 18.8K Sep 20, 2023 Class B Common Stock 3.13K Direct F2, F4
transaction HCP Class B Common Stock Options Exercise $0 +3.13K $0.00 3.13K Sep 20, 2023 Class A Common Stock 3.13K Direct F5
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 Sep 21, 2023 Class A Common Stock 3.13K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest on December 20, 2023.
F4 The remaining RSUs vest in six equal quarterly installments beginning on December 20, 2023.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.