Steven Pantelick - 15 Sep 2023 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
15 Sep 2023
Net transactions value
$0
Form type
4
Filing time
19 Sep 2023, 16:38:50 UTC
Previous filing
07 Jul 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Gift $0 -115,000 -28% $0.000000 289,860 15 Sep 2023 Class A Common Stock 115,000 Direct F1
transaction PUBM Class B Common Stock Gift $0 -41,536 -36% $0.000000 73,464 15 Sep 2023 Class A Common Stock 41,536 Direct F1
transaction PUBM Class B Common Stock Gift $0 +115,000 $0.000000 115,000 15 Sep 2023 Class A Common Stock 115,000 By SMP DE LLC F1, F2
transaction PUBM Class B Common Stock Gift $0 +41,536 $0.000000 41,536 15 Sep 2023 Class A Common Stock 41,536 By PSLT DE LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2 The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.
F3 The Reporting Person and his children are beneficiaries of PSLT DE LLC.