Steven Pantelick - Sep 15, 2023 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Andrew Woods, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 04:38 PM
Previous filing
Jul 7, 2023
Next filing
Oct 3, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Gift $0 -115K -28.4% $0.00 290K Sep 15, 2023 Class A Common Stock 115K Direct F1
transaction PUBM Class B Common Stock Gift $0 -41.5K -36.12% $0.00 73.5K Sep 15, 2023 Class A Common Stock 41.5K Direct F1
transaction PUBM Class B Common Stock Gift $0 +115K $0.00 115K Sep 15, 2023 Class A Common Stock 115K By SMP DE LLC F1, F2
transaction PUBM Class B Common Stock Gift $0 +41.5K $0.00 41.5K Sep 15, 2023 Class A Common Stock 41.5K By PSLT DE LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2 The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC.
F3 The Reporting Person and his children are beneficiaries of PSLT DE LLC.