Lucas Merwan Haldeman - 18 Sep 2023 Form 4 Insider Report for SmartRent, Inc. (SMRT)

Role
Chief Executive Officer, Director
Signature
/s/ Lucas Merwan Haldeman
Issuer symbol
SMRT
Transactions as of
18 Sep 2023
Net transactions value
-$26,423
Form type
4
Filing time
19 Sep 2023, 16:26:19 UTC
Previous filing
24 Aug 2023
Next filing
26 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMRT Class A Common Stock Options Exercise +11,264 +0.1% 11,292,710 18 Sep 2023 Direct F1
transaction SMRT Class A Common Stock Tax liability $13,718 -4,714 -0.04% $2.91 11,287,996 18 Sep 2023 Direct
transaction SMRT Class A Common Stock Options Exercise +10,176 +0.09% 11,298,172 19 Sep 2023 Direct F1
transaction SMRT Class A Common Stock Tax liability $12,053 -4,259 -0.04% $2.83 11,293,913 19 Sep 2023 Direct
transaction SMRT Class A Common Stock Options Exercise +833 +6.1% 14,600 18 Sep 2023 By Spouse F1
transaction SMRT Class A Common Stock Tax liability $652 -224 -1.5% $2.91 14,376 18 Sep 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMRT Restricted Stock Units Options Exercise $0 -10,176 -4.5% $0.000000 213,699 19 Sep 2023 Class A Common Stock 10,176 Direct F1, F2
transaction SMRT Restricted Stock Units Options Exercise $0 -11,264 -3.4% $0.000000 315,389 18 Sep 2023 Class A Common Stock 11,264 Direct F1, F3
transaction SMRT Restricted Stock Units Options Exercise $0 -833 -2.9% $0.000000 27,715 18 Sep 2023 Class A Common Stock 833 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
F2 The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full.
F3 The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full.