Olivier Goudet - Sep 13, 2023 Form 4 Insider Report for Keurig Dr Pepper Inc. (KDP)

Role: Director
Signature: /s/ Mark Jackson, attorney in fact
Stock symbol: KDP
Transactions as of: Sep 13, 2023
Transactions value $: -$32,964
Form type: 4
Date filed: 9/15/2023, 04:49 PM
Previous filing: May 22, 2023
Next filing: Nov 17, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KDP	Common Stock	Options Exercise	$0	+6.63K		$0.00	6.63K	Sep 13, 2023	Direct	F1
transaction	KDP	Common Stock	Tax liability	-$33K	-995	-15.01%	$33.13	5.64K	Sep 13, 2023	Direct	F2
holding	KDP	Common Stock						3.52M	Sep 13, 2023	Platin Holdings S.a.r.l.

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KDP	Restricted Stock Unit	Options Exercise	$0	-6.63K	-100%	$0.00^*	0	Sep 13, 2023	Common Stock	6.63K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted Stock units convert into common stock on a one-for-one basis.
F2	Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3	As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.