Gregory N. Roberts - Sep 13, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Sep 13, 2023
Transactions value $
-$139,911
Form type
4
Date filed
9/14/2023, 12:16 PM
Previous filing
Jul 6, 2023
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $32K +5K +17.73% $6.40* 33.2K Sep 13, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Award -$172K -5K -15.06% $34.38 28.2K Sep 13, 2023 Direct F1
holding AMRK Common Stock, par value $0.01 per share 1.56M Sep 13, 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5K -14.88% $0.00 28.6K Sep 13, 2023 Common Stock, par value $0.01 per share 5K $6.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.23 to not more than $34.53. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
F3 The option granted covered 200,000 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.