Timothy A. Massa - Sep 12, 2023 Form 4 Insider Report for KROGER CO (KR)

Role
Senior Vice President
Signature
/s/ Timothy A. Massa, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Sep 12, 2023
Transactions value $
-$478,216
Form type
4
Date filed
9/13/2023, 10:14 AM
Previous filing
Apr 25, 2023
Next filing
Mar 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $567K +23K +11.8% $24.67 218K Sep 12, 2023 Direct
transaction KR Common Stock Sale -$1.05M -23K -10.55% $45.46 195K Sep 12, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -16K -100% $0.00* 0 Sep 12, 2023 Common Stock 16K $24.67 Direct F2
transaction KR Non-Qualified Stock Option Options Exercise $0 -7K -100% $0.00* 0 Sep 12, 2023 Common Stock 7K $24.67 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.440 to $45.485, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant.
F3 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.